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Julia Kirkland, FSTP looks at Knowledge and Competence (K&C) in the light of MiFID II

24th November 2017 by Julia Kirkland

Julia Kirkland, FSTP looks at Knowledge and Competence (K&C) in the light of MiFID II

If you don’t know already, which of course you do, the Markets in Financial Instruments Directive (MiFID) is EU legislation which first came into effect in 2007. It was created to regulate firms providing services to their clients which are linked to ‘financial instruments’, these being shares, bonds, units in collective investment schemes and derivatives. In addition, it … [Read more...]

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